If another dealer is not honoring their deals,
can I send out a message to
everyone about it?
The simple answer is
NO! But we can help. Here is what you can do:
If you need to
alert the dealer community about someone who is not honoring
their deals here
is what you need to do.
1. File an Ethics Complaint with the
Association, which is a one page form
and takes a few minutes to fill
out.
2. To download a copy of the form, file on line or find instructions and other
information about
our Code of Ethics click here:
http://www.ascdi.com/asna/public/CodeOfEthics.aspx
3. We will turn the information over to our Ethics Chairman who
will read
the complaint. If in their opinion the complaint if proven to be
true would
rise to the level of an Ethics violation a Committee will be
chosen to
gather the facts from both parties.
4. Within 45 days
a finding will be rendered with the following
possible
sanctions:
a. No ethics violation
occurred
b. A Private censure of the offending
party
c. A Public censure of the offending
party
d. Suspension of expulsion from the Trading
Network
e. Suspension of expulsion from the Association
We
will send a message out to all the subscribers as to the outcome of
the
Ethics Complaint if options c, d or e above are chosen by the
Ethics
Committee.
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